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Questions

Whether you’re a client or are thinking of becoming one, if you have questions, we’re happy to answer them.

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How are you compensated for your services? 

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When Wealth Engagement was founded, we asked ourselves, “What’s the most transparent and ethical way for us to be compensated?” The answer: To charge a fee that’s a percentage of the assets we manage. Our fees start at about 1% and decrease as assets increase. Our strategies are most effective for portfolios of $1 million and above.

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Do you receive commissions or any type of payments for investments from brokerage companies or mutual fund companies? 

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In a word: No. In keeping with the fiduciary standard (discussed next), we believe it’s a conflict of interest to accept payments of any kind other than those directly from our clients. We’re compensated only by our clients by charging a fee based on assets under management.

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What does it mean to be held to a fiduciary standard? 

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First a definition: A fiduciary is a person or firm which oversees the assets of others and has an undivided duty of loyalty to act solely in the best interest of its clients. At Wealth Engagement, this standard is deeply embedded in how we do business. Our clients’ interests always come first. We believe in full disclosure and absolute transparency. This greatly eliminates many of the problems associated with commission-oriented, sales-driven, product-focused salespeople.  Because a fiduciary is required, by law, to give full disclosure of how they are paid as well as any conflicts of interest they may have, before you do business with them, you as the client are therefore in a better position to make an informed decision. This is in contrast to many other investment firms which are not obligated to adhere to a fiduciary standard.

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Does Wealth Engagement hold my assets directly? 

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No, Wealth Engagement LLC will not take custody of your assets. We use an independent custodian Folio which is owned by Goldman Sachs who is insured by the Securities Investor Protection Corporation (SIPC). This helps safeguard your assets and is consistent with industry best practices. All account assets are held in your name or entities you’ve created, like trusts and retirement plans. Neither Wealth Engagement nor the custodian firm can access or distribute funds from your accounts without your permission and knowledge.

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Will you work with our CPA, attorney, and other advisors? 

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Yes, absolutely. We understand it’s in your best interest for every professional who plays a role in your financial life to be efficiently coordinated. Put another way, everyone in the boat must be rowing in the same direction. We have a great deal of experience working closely with clients’ attorneys, CPAs, and other advisors and welcome the opportunity to work with you to coordinate, implement, and manage your financial affairs.

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How often will I receive a report on my accounts? 

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You’ll receive a monthly account statement from Folio Investments Inc. a Goldman Sachs Company, the independent custodian, plus a comprehensive, detailed portfolio report every quarter from Wealth Engagement which includes our thoughts and comments. This report contains such information as investment performance, allocations, and other portfolio variables.

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Beautiful Landscape

Wealth Engagement LLC is a Registered Investment Adviser with the U.S. Securities and Exchange Commission and is located in Atlanta, Georgia.

This website is intended for residents of the United States and is limited to individuals residing in states where Wealth Engagement LLC is notice-filed or otherwise exempt from registration. Please contact the firm at 404-343-2060 to determine whether we are qualified to provide investment advisory services in the state where you reside.

 

The information provided on this website is for informational purposes only and should not be construed as personalized investment advice or a solicitation to buy or sell any securities. Past performance is not indicative of future results.  A copy of our current Form ADV Part 1 is available through the SEC’s public disclosure website at www.adviserinfo.sec.gov, and Form ADV Part 2A (our brochure) is available upon request by contacting our office directly.

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California Residents:
We take your privacy seriously. As of January 1, 2020, the California Consumer Privacy Act (CCPA) provides certain rights to California residents. Although Wealth Engagement LLC does not sell personal information, we honor the spirit of the CCPA. To learn more about how we protect your data or to request access to or deletion of your information, please contact us at privacy@wealthengagement.com or call 404-343-2060.

 

At certain places on our website, we may provide direct access or “links” to other websites, including our official LinkedIn profile, the SEC’s public disclosure site, and, in the future, a financial literacy YouTube channel. These websites are operated by third parties and contain information created and maintained by those institutions or individuals.

Wealth Engagement LLC does not endorse, approve, certify, or control these websites and is not responsible for the accuracy, completeness, or timeliness of the information provided there. Visitors use such websites at their own risk and are encouraged to review the terms and privacy policies of any third-party site they visit.

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Address 

3715 Northside Pkwy NW

Building 100 - Suite 500

Atlanta, GA  30327

Office: (917) 826 - 5955

Email: tiffany@wealthengagement.com

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